Areas served: San Jose, CA and surrounding Santa Clara County
San Jose's financial advisory landscape reflects the unique needs of Silicon Valley professionals, from pre-IPO equity planning to concentrated stock positions. The region supports over 400 registered investment advisors and wealth management firms, with particular concentration in downtown San Jose and North San Jose technology corridors. Local advisors commonly specialize in equity compensation strategies, tax-efficient portfolio construction for high-income earners, and estate planning for tech wealth.
Teh Financial Coaching, founded by Christine Teh, is a personal finance coaching practice specializing in helping working professionals take control of their finances and build wealth. Christine is a Certified Money Coach (CMC) and tax professional who has guided clients since 2016 through budgeting, debt management, investment planning, and behavioral money coaching. She offers comprehensive financial coaching services, tax services, business coaching, budgeting and tax planning courses, and specialized workshops—all designed to help clients move from paycheck-to-paycheck living to financial confidence and personal freedom.
Wealth Cairn, LLC is an investor coaching company in Campbell, CA led by Certified Financial Planner (CFP) coaches who help families make thoughtful decisions across investing, taxes, and long-term planning. Their approach focuses on disciplined wealth building, intelligent tax planning, and aligning financial strategy with personal purpose. They serve clients throughout the San Jose area through workshops and individual consultations, helping people gain clarity and control over their financial future.
“I can’t recommend Peter Mu highly enough! He provided outstanding financial guidance both before and after my recent promotion, helping me prepare for the transition and make smart decisions afterwards. Peter takes the time to really understand your goals and gives clear, practical advice that makes a big difference. His professionalism, expertise, and approachable style made the entire process seamless. I feel much more confident about my financial future thanks to his guidance.”
— Justin Montgomery, Google Review · 5 ★ avg from 31 reviewsInvesty Financial Services, operating since 1993, is a comprehensive financial services firm led by Ngoc Rachel. They specialize in tax preparation and planning for individuals and businesses, 401(k) and IRA rollovers and investments (including self-directed real estate investing), Medicare enrollment assistance, and insurance services. Their integrated approach helps clients optimize retirement planning, maximize tax returns, and navigate healthcare options all in one place.
Beacon Pointe Advisors is a registered investment advisor in San Jose serving private clients, ultra-high-net-worth individuals, business owners, retirement plans, and foundations. The firm offers comprehensive wealth management services including customized investment management, retirement planning, estate planning, and wealth strategy designed to help clients make informed decisions about their financial future. Led by experienced managing directors including Gene Ka (CPWA®) with over 30 years in the industry, Beacon Pointe emphasizes transparency and detailed strategic planning tailored to each client's unique needs.
Global Financial Impact is a financial services agency in San Jose that helps individuals and families build wealth, achieve financial independence, and create meaningful impact in their communities. Led by licensed financial professionals, GFI offers comprehensive financial education, customized wealth-building strategies, and access to diverse financial products and solutions. The firm specializes in helping clients secure their financial futures while aligning their wealth with personal values and legacy goals, particularly around generational wealth planning and financial literacy.
MA Private Wealth is a boutique fiduciary wealth advisory firm in San Carlos, CA, led by Marty and his team with 30 years of experience. They specialize in sophisticated, customized investment management and financial planning for tech professionals and high-net-worth clients with $500,000+ in investments. Known for their white-glove service, institutional-level expertise, and personal touch, they serve clients across the Bay Area with offices in San Carlos and Campbell.
“I have been a client of Marty forever, and he and his team have always delivered top tier bespoke financial planning services. Whether it’s his full transparency about how he and his team tap extensive expert resources to build and adjust their customized plan for my specific situation, shifting over the years to reflect the various shifts and slews of my career here in Silicon Valley, to their instant reaction to popup needs or changes, to their ongoing efforts behind the scenes to make sure those back end expert market research resources are in fact the best available, nothing has made me question my choice to entrust my finances to MA Private Wealth. I highly and unreservedly recommend MA Private Wealth to anyone seeking expert financial planning services.”
— Mike Brogley, Google Review · 5 ★ avg from 11 reviewsResilient Wealth Planning is a Bay Area financial advisory firm based in Morgan Hill, specializing in comprehensive wealth management and financial planning for individuals and families. The firm focuses on creating personalized strategies that help clients build and protect their financial futures through tailored investment management, retirement planning, and strategic financial guidance. Their approach emphasizes understanding each client's unique goals and circumstances to deliver actionable plans that adapt to life's changing needs.
Falcon Wealth Planning is a fee-only, fiduciary wealth management firm specializing in comprehensive financial planning for individuals and business owners. Based in San Jose with nationwide coverage, they offer retirement planning, investment management, tax planning, financial planning, and estate planning services. Their advisors are CFP® certified professionals with over 30 years of combined experience, dedicated to transparent, personalized advice without commissions or hidden fees.
Pesta & Pesta Wealth Management is a fee-only fiduciary advisory firm in Cupertino, CA, founded by Paul Pesta, CFP®, ChFC®, and his wife Lynda Pesta. They specialize in comprehensive financial planning for high-net-worth individuals, tech employees navigating stock compensation and equity events, and retirees seeking income strategies. With a 5.0-star Google rating and a client-first philosophy, they serve Silicon Valley professionals and families seeking personalized, conflict-free financial guidance.
“Pesta and Pesta have been our wealth advisors since 2007, who’ve guided us to remain steady and balanced in our financial plan through changes in our professional, family, and health status, as well as the inevitable and sometimes volatile fluctuations in the financial market. Since Jeff made the decision to retire and Derek took the helm, the transition has been smooth. When we’re nervous, Derek is calm and focused, talking us through the various scenarios we might be contemplating and helping us to choose wisely. When we have a question or need, Derek always finds the time to listen and provides wise and thoughtful feedback and service. We stay with Pesta and Pesta because they’ve earned our trust. We highly recommend Pesta and Pesta.”
— Doug Werden, Google Review · 5 ★ avg from 9 reviewsFinancial Journey Partners is an independent financial advisory firm in San Jose providing comprehensive wealth management, investment planning, and retirement strategy services. Their team works with individuals and families to develop personalized financial plans aligned with their goals and values, emphasizing education and transparent guidance throughout the financial planning process.
Context Wealth Advisors is an independent financial advisory firm in Campbell founded by Chris Duke, a former tech professional with 15+ years of experience who transitioned to wealth management in 2008. The firm specializes in comprehensive financial planning, investment management, and wealth protection tailored to each client's personal values and goals. With a team including Madison Donovan (who brings trust and estate administration expertise) and professional back-office support through Mutual Advisors LLC, Context Wealth takes a human-centered approach grounded in honest, relevant advice rather than generic recommendations.
Schneider Wealth Management is led by Meredith H. Schneider, CFP, who has spent 27+ years advising technology professionals in Silicon Valley, Palo Alto, and the greater Bay Area. The firm specializes in serving engineers and tech executives with $5-20M+ in assets, providing data-driven financial planning focused on equity compensation, tax optimization, and long-term wealth structuring. Meredith acts as a thinking partner for clients navigating complex, high-stakes financial decisions.
“I've been fortunate to work with Schneider Wealth Management for over 15 years. Meredith and her team provide top-notch financial advice and long-term strategic planning. I particularly appreciate their clear reporting and the smart systems they use to model the likelihood of achieving your financial goals across different life events. They truly listen and get to know what you and your family want in your life and help you get there. Having worked with other financial “advisors” in the past, and having been approached others since, I can say the difference with SWM is clear. Many are focused on selling products or funds, often driven by commissions. I much prefer their fee-based model, which ensures the advice is genuinely in your best interest. Meredith takes a disciplined, thoughtful approach to investing that captures upside opportunities while managing downside risk. I've learned a lot from her over the years. I can't recommend Schneider Wealth Management highly enough.”
— Carolyn Battin, Google Review · 5 ★ avg from 4 reviewsCharles Schwab's Milpitas branch is a full-service investment and brokerage firm serving individual investors and those seeking comprehensive financial planning. The branch offers self-directed investing platforms, financial consulting, wealth management services, and retirement planning guidance through experienced Financial Consultants. Whether clients prefer to manage their own investments or work with advisors, Schwab provides tailored solutions across all wealth levels with access to their mobile app, educational workshops, and 24/7 support.
Sun Wealth Advisor of LPL Financial is an independent financial advisory firm serving the San Jose area and greater Bay Area. They provide comprehensive financial planning, investment management, and retirement strategy services to help clients build and preserve wealth. As an LPL Financial advisor, they combine personalized guidance with access to a full range of investment products and planning tools.
Hendershott Wealth Management (HWM) is a comprehensive wealth management firm in San Jose, CA, serving Silicon Valley professionals and families. The firm provides ongoing investment portfolio management wrapped with consultative services focused on asset growth, tax liability minimization, and helping clients avoid costly financial mistakes. HWM uses an evidence-based investment philosophy and offers a complimentary, multi-step discovery process to ensure client-advisor fit before engagement.
New Assets Investment Advisors LLC is an independent financial advisory firm based in Milpitas serving the Bay Area with personalized investment management and financial planning services. The firm helps clients build and preserve wealth through customized strategies tailored to individual goals and circumstances. Their experienced advisors focus on providing comprehensive financial guidance to help clients make informed decisions about their money.
Meriwest Wealth Advisors is a full-service investment and financial planning firm offering personalized wealth management, retirement planning, and comprehensive investment services to members of Meriwest Credit Union. They provide access to stocks, bonds, mutual funds, private placements, annuities, life insurance, and long-term care policies, with fully licensed advisors available for in-person consultations, phone support, and 24/7 online account access through a secure platform.
Transitions Wealth Advisors is an independent financial advisory firm based in San Jose, specializing in comprehensive wealth management and financial planning for individuals and families. They provide personalized investment management, retirement planning, and financial strategy services designed to help clients navigate major life transitions and build long-term wealth. The firm focuses on understanding each client's unique goals and circumstances to deliver tailored financial solutions.
Morgan Stanley Financial Advisors in San Jose provides comprehensive wealth management and investment services to individuals and families. As part of the globally recognized Morgan Stanley firm, their team of certified financial advisors offers personalized investment strategies, retirement planning, and portfolio management tailored to each client's financial goals. They serve the San Jose area with institutional-quality advice and access to Morgan Stanley's full range of financial products and services.
Modern Wealth Management's Campbell, CA office is led by Annrose Isaac, CPA, CFP®, MBA, a managing director with over 25 years of financial services experience who specializes in tax planning and wealth management for high-net-worth clients. The team provides holistic financial planning, strategic tax planning for stock options and liquidity events, and investment management with a comprehensive approach that integrates advice across all areas of a client's financial life. Serving the Silicon Valley community from their South Bascom Avenue office, they combine deep tax expertise with modern portfolio management.
Harris Private Wealth is an independent financial advisory firm serving high-net-worth clients in the San Jose area. They provide personalized wealth management, investment advisory, and financial planning services designed to help affluent individuals grow and protect their assets. The firm focuses on tailored strategies for clients seeking comprehensive financial guidance.
RBC Wealth Management is a full-service financial advisory firm offering investment management, retirement planning, and personalized wealth strategies for high-net-worth individuals and families. Located in downtown San Jose, the branch provides comprehensive financial guidance from experienced advisors who help clients build and protect their wealth through tailored investment solutions and long-term financial planning.
Silicon Valley Financial Group is an independent financial advisory firm based in San Jose, serving the Silicon Valley region with comprehensive financial planning and investment management services. They help clients navigate wealth management, retirement planning, and investment strategy through personalized consultation and expert guidance.
Sequoia Wealth Advisors and Investment Management is an independent financial advisory firm serving the San Jose area and greater Silicon Valley. They provide comprehensive wealth management, investment management, and financial planning services tailored to help clients build and preserve wealth. The firm focuses on delivering personalized guidance to navigate complex financial decisions and long-term investment strategies.
Flournoy Wealth Management is an independent financial advisory firm in San Jose serving clients with comprehensive wealth planning and investment management services. The team works with individuals and families to develop personalized financial strategies aligned with their long-term goals, emphasizing personalized service and fiduciary principles.
Fidelity Investments is a major financial services firm offering a comprehensive range of investment and wealth management services at their San Jose investor center. They provide brokerage accounts, retirement planning, investment management, and advisory services to individual investors. Their team helps clients build diversified portfolios and plan for long-term financial goals.
Silicon Valley Wealth Advisors, LLC is an independent financial advisory firm serving the San Jose area with personalized wealth management and financial planning services. The firm helps clients build and preserve wealth through customized investment strategies and comprehensive financial guidance tailored to individual goals and circumstances.
Wells Fargo Advisors is a financial advisory service located in San Jose offering investment management and financial planning services to clients. As part of the Wells Fargo brand, they provide access to investment products and wealth management solutions, though specific service details would require direct contact with their San Jose office.
Concentrum Wealth Management is an independent financial advisory firm based in San Jose specializing in comprehensive wealth management services for individuals and families. They provide personalized financial planning, investment management, and advisory services designed to help clients build and preserve wealth. The firm focuses on creating tailored strategies aligned with each client's unique financial goals and circumstances.
Impact Wealth Management, led by ChFC advisor Alan K Williamson, provides comprehensive financial planning and wealth management services to individuals and families in the San Jose area. The firm offers investment management, retirement planning, and personalized financial strategies designed to help clients build and preserve wealth. With a focus on client-centered advice, they work to align financial plans with long-term goals.
Edward Jones financial advisor Dennis H Laughlin, CFP®|AAMS®, provides personalized financial planning and investment management services to individuals and families in the San Jose area. With CFP and AAMS certifications, Laughlin helps clients develop comprehensive financial strategies tailored to their goals, whether saving for retirement, managing investments, or planning for major life events. As part of the Edward Jones network, he combines local expertise with the resources of a national firm to deliver personalized, relationship-based financial advice.
James Park is a Branch Manager at Ameriprise Financial Services, LLC, located in downtown San Jose. He provides comprehensive financial advisory services including investment management, retirement planning, and wealth management solutions tailored to individual clients and families. As part of Ameriprise's network of financial advisors, Park offers access to a full range of financial products and personalized planning strategies.
UBS Financial Services Inc. in San Jose offers comprehensive wealth management, investment advisory, and financial planning services to high-net-worth individuals and families. As part of the global UBS organization, they provide personalized financial strategies, portfolio management, and access to institutional-grade investment solutions. Their team of experienced advisors helps clients build and preserve wealth through tailored financial planning and investment management.
Orchard City Wealth Management is an independent financial advisory firm based in Los Gatos serving clients throughout the Silicon Valley and Bay Area. They provide comprehensive wealth management, investment planning, and financial advisory services tailored to individuals and families looking to grow and protect their assets. Founded on a commitment to personalized service, they focus on helping clients achieve their long-term financial goals.
Waverley Wealth Management is an independent financial advisory firm based in Mountain View serving clients throughout the Bay Area. They provide personalized wealth management, investment strategies, and financial planning tailored to individual client goals and circumstances. The team focuses on delivering comprehensive financial guidance to help clients build and preserve wealth.
John Plaza is a financial consulting firm located in San Jose that provides personalized financial advisory services to help clients achieve their wealth management and financial planning goals. With a focus on comprehensive financial strategies, they work with individuals to address investment management, retirement planning, and overall financial health.
Teh Financial Coaching is the top-ranked financial advisor in San Jose with a Lantern Score of 84.52/100 and a 5-star rating from 90 reviews. Founded by Christine Teh, the practice specializes in helping working professionals, self-employed entrepreneurs, and couples take control of their finances and build wealth.
Investy Financial Services (Lantern Score: 82.04/100, 5★, 29 reviews) is ideal for self-employed professionals and business owners, specializing in tax preparation and planning for individuals and businesses since 1993. They also serve individuals planning retirement with alternative investments and Medicare-eligible retirees.
Beacon Pointe Advisors - The Alameda (Lantern Score: 78.99/100, 5★, 14 reviews) is specifically designed for ultra-high-net-worth individuals, business owners, retirees, and families with complex estates. They also serve registered investment advisor services and retirement plans.
MA Private Wealth (Lantern Score: 77.70/100, 5★, 11 reviews) specializes in serving tech professionals and Silicon Valley employees with $500,000+ in investments, offering comprehensive wealth management focused on complex equity compensation and portfolio stability.
Global Financial Impact (Lantern Score: 78.24/100, 4.7★, 168 reviews) helps high-net-worth individuals and families plan generational wealth transfer while achieving financial independence and creating meaningful impact in their communities through socially-conscious investing.
Falcon Wealth Planning (Lantern Score: 76.98/100, 4.8★, 16 reviews) is a fee-only, fiduciary wealth management firm specializing in comprehensive financial planning for individuals and business owners with transparent pricing and no commission-based sales pressure.